Securities law regulates the offer and sale of securities, such as stocks and bonds, to protect investors from fraud. This area includes the rules governing securities markets and the conduct of market participants. Specialisms within securities law include initial public offerings (IPOs), regulatory compliance, and securities litigation. Lawyers in this field help clients navigate the complex regulations surrounding securities transactions, ensuring compliance with the Securities and Exchange Commission (SEC) and other regulatory bodies.
They also represent clients in disputes related to securities fraud and market manipulation. Common clients are corporations seeking to raise capital through the sale of securities, investors, and financial institutions. Securities lawyers help ensure compliance with regulations, conduct due diligence, and represent clients in disputes related to securities transactions. They play a crucial role in facilitating capital market transactions and protecting the interests of investors and issuers..